On January 13, 2025, the U.S. Securities and Exchange Commission (the “SEC”) announced settled charges against twelve firms for recordkeeping ...

Two Wall Street titans are shelling out a combined $60 million to the U.S. Securities and Exchange Commission for allegedly ...

Commissioner Mark Uyeda will take over running the U.S. Securities and Exchange Commission as the agency awaits the Senate ...

Regulatory authorities continue to advance initiatives to improve the efficiency and sophistication of global securities ...

The SEC's first closed meeting under Acting Chair Mark Uyeda may influence the ongoing Ripple lawsuit, with experts ...

The has SEC said that starting in April 2022, it authorized an investigation into whether any securities laws were broken in ...

This Client Alert provides an overview of new developments and highlights key considerations for calendar year-end public ...

BlackRock CEP Larry Fink advocates for tokenization of bonds and stocks, citing efficiency, transparency, accountability and ...

The ETFs aim to track 200% of their reference assets' daily performance through swaps, call options, and direct investments.

Coinbase has petitioned the U.S. Second Circuit Court of Appeals to have secondary crypto transactions deemed not securities.

Katie Barlow discusses the Securities and Exchange Commission recently suing Elon Musk over his purchase of social media app, ...

In a Tuesday filing, lawyers for Coinbase argued that their case offered “the single best opportunity” to decide how to ...