Asset managers from BlackRock to Schwab are lining up for exemptive relief, but data suggest initial challenges keeping RIAs and broker‑dealers on the sidelines.

The Securities and Exchange Commission finally brought dual share classes to the masses … some of them, anyway. The SEC ...

Market-making firms in the $13 trillion exchange-traded fund industry may come under strain amid a potential wave of new ...

The US Securities and Exchange Commission intends to grant Dimensional Fund Advisors the ability to offer ETFs as share classes of mutual funds, opening the door for widespread use of a tax-saving ...

The US Securities and Exchange Commission is approaching a decision that could reshape the landscape for mutual fund and ETF providers, as well as the advisors who use them. Asset managers including ...

In a move anticipated for two years, the Securities and Exchange Commission signaled earlier this week that it would grant exemptive relief to Dimensional Fund Advisors’ application to offer dual ...

(Bloomberg) -- The US Securities and Exchange Commission is getting closer to making a decision about whether asset managers can offer ETFs as share classes of mutual funds, according to Kaitlin ...

Today, The Vanguard Group added its name to the growing list of asset managers seeking SEC approval for an exchange-traded fund share class of its actively managed mutual funds. It joins more than 60 ...

SAN FRANCISCO, Sept. 15, 2025 /PRNewswire/ -- Dodge & Cox announced today forward share splits for the Class I and Class X shares of the Dodge & Cox Balanced Fund, International Stock Fund, and Stock ...